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Jobs: Compliance / RegulatoryCompliance / Legal
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1-30 of 216 Jobs Company Location Date
Head of Client Onboarding
Macquarie
Salary: Information not provided
UK-London 08 Nov
This is a new role giving you the opportunity to work closely with key stake holders across our businesses to standardise the...
Project/Programme Manager - Sanctions - Retail Banking
Aston Carter
Salary: Market Rate
UK-London 07 Nov
Project/Programme Manager required for a business critical sanctions project for a group wide initiative in this tier one fin...
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 06 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Senior Associate - Policy,Risk&Regulatory Affairs
Not Disclosed
Salary: Competitive Salary + Bene...
UK-London 06 Nov
Our client requires a Senior Associate to work within their Policy, Risk and Regulatory Affairs Department. A background at a...
Group Level Compliance Officer
Eames Consulting
Salary: £70,000 – £80,000
UK-London 06 Nov
My Client is a leading Re-insurer with a strong presence and successful history within the Lloyd’s of London Market. The...
Director of Complaints Handling
Astbury Marsden
Salary: competitive
UK-London 06 Nov
Our financial services client is presently looking to recruit for the position, Director of International Complaints to be ba...
General Counsel - Hedge Fund - London
Not Disclosed
Salary: Industry Leading
UK-London 06 Nov
One of Europe's largest and most successful Investment Management firms are looking to hire a very talented legal specialist...
Money Laundering Reporting and Compliance Monitoring Assistant
Société Générale - UK
Salary: £Market Rate
UK-London 06 Nov
To assist the Money Laundering Reporting Officer (London) in ensuring that the Group is effective in both deterring and rep...
AVP - Policy, Risk & Regulatory Affairs
Not Disclosed
Salary: Competitive Salary + Attr...
UK-London 06 Nov
Our client seeks an AVP to make a contribution across policy, risk and regulatory affairs and act as a Deputy to the Head of...
Compliance & AML Officer
Maxis Securities Ltd
Salary: Plus Benefits
UK-London 06 Nov
A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of...
Compliance - Senior Manager
Change
Salary: to £60,000 depending on e...
UK-Edinburgh 06 Nov
Standard Life's compliance function has recently undergone a restructure, as a result of this we have a number of positions a...
Senior Underwriter Opportunity – Gloucester
Royal Bank of Scotland
Salary: Competitive
UK-South West 06 Nov
NIG in Gloucester is a specialist agricultural underwriting unit.
Statutory Reporting Manager
Royal Bank of Scotland
Salary: Competitive
UK-Edinburgh 06 Nov
An opportunity has arisen for a Statutory Reporting Manager to join the Central Statutory Reporting team within Shared Servic...
Solvency II Workstream Implementation Manager
Morgan McKinley Group Ltd
Salary: £60,000-70,000
UK-London 06 Nov
One of the UK's leading financial services companies is looking to hire a Workstream Implementation Manager to assist in th...
Investment Guidelines Manager
ConinghamLee Ltd
Salary: £75-100k
UK-London 06 Nov
This is a fantastic opportunity for the right person to work within an extremely dynamic environment and further their career
Head of Financial Crime & MLRO
Société Générale - UK
Salary: Market Rate
UK-London 06 Nov
The Head of Financial Crime and MLRO is responsible for developing and managing the anti-financial crime programme on behalf...
Team Leader - RMF Onboarding
Standard Chartered Bank
Salary: Competitive
UK-South East 06 Nov
Documentation
Senior Compliance Monitoring Manager
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 06 Nov
Our client is a leading financial services provider with a strong global presence. Due to expansion a vacancy has arisen for...
Control Room Advisory - PREMIER INVESTMENT BANK
Joslin Rowe Compliance
Salary: £40-70,000
UK-London 06 Nov
Our client is a premier global investment bank . This is an ideal opportunity as it gives the opportunity to undertake aspect...
Futures Compliance Officer
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 06 Nov
Our client is a leading financial services provider with offices throughout the globe. Due to expansion a vacancy has arisen...
Central Compliance Services Manager
Not Disclosed
Salary: £55,000
UK-London 06 Nov
A wonderful opportunity within a premier global investment firm , chiefly active in global capital markets and global wealth...
Compliance Manager - Investor Services
Joslin Rowe Compliance
Salary: £45-55,000
UK-London 06 Nov
Our client is a leading global investment services firm . This role is a key component of the compliance strategy and will en...
Trading Risk Analyst
Orbis Investment Manageme...
Salary: Competitive
UK-London 05 Nov
This job is located in Bermuda
Compliance Monitoring Officer
Hudson
Salary: 200 per day
UK-London 05 Nov
Our client is a prestigious brokerage firm working in the wholesale markets. Increasing work volumes has led to the need for...
** Private Equity - COMPLIANCE PARALEGAL Contract Position ***
Law Professionals
Salary: Negotiable
UK-London 05 Nov
Paralegal with Compliance experience gained within a financial services organisation
* Fund Manager - Risk/Monitoring - Excellent Package *
Law Professionals
Salary: EXCELLENT
UK-London 05 Nov
This is an opportunity for a Senior Risk/Monitoring officer who is looking to join a progressive and dynamic business.
...
Equity Derivatives Compliance Officer - Senior Manager
Morgan Stanley
Salary: Competitive
UK-London 05 Nov
This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a...
Control Group - Surveillance Supervisor
Morgan Stanley
Salary: Competitive
UK-London 05 Nov
Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London.
Compliance Officer
Not Disclosed
Salary: £Competitive
UK-London 05 Nov
We are a long established prestigious investment management organisation with substantial global assets under management and...
SENIOR MANAGER - PRUDENTIAL TEAM
Incarter International Lt...
Salary: Excellent for the best ca...
UK-London 05 Nov
Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f...
Jobs: Compliance / Regulatory (1-30 of 216 Jobs)
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